Patrick McHenry says the House should look closely at the effectiveness of regulators' fintech innovation initiatives, as well as the industry's readiness to protect personal information.

The author shares his copious notes on this interesting session.

Three steps to help advisors handle social conversations with prospects.

Think clients care about your investing chops, or that they love to meet you at your office? Here, two industry consultants take the hammer of truth to ten persistent financial fairy tales.

Chalice Financial Network promises the perks and privileges that come with being part of a member organization, a la Costco.

But fiduciary advocates say the proposal is an improvement on the SEC's Regulation BI in drawing a distinction between advisors and brokers.