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Personalization Is the Key to Winning Emerging Investor Loyalty
May 02, 2019
Earning the loyalty of the next generation requires advisors to adopt capabilities that were unthinkable a decade ago.
FINRA
FINRA Claims AXA Misrepresented 401(k) Funds to Over 6,000 Clients
May 02, 2019
The broker/dealer owes $772,000 in fines and restitution, according to a FINRA sanction against the firm.
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Four Proven Financial Advisor Marketing Activities
May 02, 2019
The follow practices have been validated by both elite financial advisors and affluent investors.
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Sponsored Content
The Advantages of Integration
May 21, 2019
Achieve more with integrated CRM and goals-based planning systems.
AXA
AXA to Pay $3.2 Million Arbitration Award to Elderly Poultry Farmers
May 01, 2019
The couple said their AXA broker sold them high-end, high-commission annuities and life insurance policies they didn't need.
Work stress
Survey: Some Millennials Hope for Lottery Winnings to Fund Retirement
Apr 30, 2019
A new report from investment app Stash finds that one in five millennials expects to be working during retirement and is wary of investing.
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Developing the Next Generation of Financial Advisors
Apr 30, 2019
Based on research from FlexShares' recent Advisor Wellness Study, here are practical tips advisory firms can use to better attract and retain younger talent.
Jeff Concepcion
Michael Kitces' #FASuccess Podcast: Jeff Concepcion Explains 'Supported Independence'
Apr 30, 2019
Stratos Wealth Partners acts as a support platform for independent advisors, effectively operating as the back and middle office for affiliated advisors.
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