UBS Secures Naming Rights to New York Islanders' New Arena

Jul 22, 2020

UBS has negotiated a 20-year deal for naming rights to the New York Islanders' new hockey arena, which will open on Long Island for the 2021 season.

Transparency With Diana B.: The Gifts and Trials That Come With Dyslexia

Jul 22, 2020

Advisor Daren Blonski always had to work harder than others to succeed in school and in life. In this episode, he recounts his experiences with dyslexia and how the challenges shaped him as a person.

Michael Kitces' #FASuccess Podcast: Reese Harper Talks Elements

Jul 21, 2020

Reese Harper of Dentist Advisors explains his Elements financial planning process, which boils down a client’s situation into 12 key metrics.

UBS Settles with SEC for $10 Million Over Municipal Bond 'Flipping'

Jul 21, 2020

UBS to pay more than $10 million to settle charges that it prioritized municipal bond sales to flippers and to build its own inventory.

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The RIA Roadmap: Key steps to going independent

Jul 29, 2021

Are you ready to go independent? Thousands of advisors have made the transition. Join them with this how-to guide.

SEC Nominees Face Questions on Reg BI, COVID-19 in Senate Hearing

Jul 21, 2020

Hester Peirce and Caroline Crenshaw appeared before a remote hearing of the Senate Committee on Banking, Housing, and Urban Affairs to discuss their concerns and ambitions for the commission's future.

What’s the Real Meaning of 'Wealth?'

Jul 21, 2020

Hint: It has nothing to do with money.

SEC Charges Virginia Advisor With Stealing $6 Million From Clients

Jul 20, 2020

Over the span of 12 years, Michael Barry Carter transferred about $6 million from brokerage and elderly investment advisory clients into his own bank account, the SEC claims.