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Twenty-Eight Questions to Access Your Pandemic Pivot
Dec 24, 2020
The professional disruption that COVID has dealt financial advisors has a silver lining for forward-thinkers willing to make the necessary adjustments.
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Pruco Securities Settles With SEC Over Wrap Fee Violations
Dec 23, 2020
The Prudential subsidiary has agreed to pay $18 million in disgorgement, interest and penalties, to settle SEC charges.
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How a Disjointed Workflow Hinders Advisor Productivity and Growth
Dec 23, 2020
The average financial plan takes an advisor more than 15 hours to produce.
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The 15 Worst States for Retirement Taxes
Dec 23, 2020
Ranking jurisdictions based on retirement income tax, any state-imposed estate or inheritance taxes, average state and local sales tax and average effective property tax.
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Putting the 2020 Holidays in Perspective
Dec 23, 2020
Looking back on Winston Churchill’s Christmas message, December 24, 1941, Washington, D.C.
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One for the Books: Closing 2020 the Right Way
Dec 23, 2020
Year-end conversations with clients can serve many purposes.
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2020 Pushed Many Advisors to Plan Their Own Retirement
Dec 23, 2020
COVID-19, economic uncertainty and political change–along with high firm valuations—are pushing more advisors to take their own retirement from the industry seriously.
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