The SEC is investigating whether USO adequately disclosed risks to investors after it was forced to dramatically reshuffle the mix of futures contracts it tracked during the market turmoil.
Gone are the days of deciding whether financial planning should be offered, said executives. Today, the decision worth considering is how to charge for it.
Gen Next Wealth Founder Emlen Miles-Mattingly details why and how his firm is moving away from assets under management and toward a monthly subscription model.
