After delaying reopening for face-to-face arbitration and mediation because of the COVID-19 pandemic, the regulatory agency will allow such proceedings at 62 of its 69 hearing venues starting July 5.
When SEO first came onto the scene, keywords were king. Not anymore. Google is much more sophisticated now.
In a testimony before the House Committee on Financial Services, the new SEC Chair noted the regulator would evaluate Reg BI, and "update and freshen" it if need be.
For advisors looking to see how far their pay will stretch, location matters.
Due to the pandemic, the potential for professional dissent is especially high at present.
The Financial Services Institute opposed the Labor Department's decision, arguing it would keep independent financial advisors from 'operating confidently knowing their independent contractor status is secure.'
A conversation with Andy Schwartz, principal, Bleakley Financial Group.
