The training released by the SEC, FINRA and NASAA is intended to help firms and financial services professionals comply with the 2018 Senior Safe Act, and lists a number of 'red flags' that should raise advisors' and brokers’ suspicions.
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Jun 16, 2021
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Advisor Denika Tokunaga’s family was impacted directly by the racial wealth gap in inner city Baltimore. She opens up about fighting to overcome her circumstances and change her life’s path.
Some of these ads have stood the test of time, others... not so much.
The recent controversy among Prince Harry, Meghan Markle and the royal family showcases the need for advisors to evolve.
