The biggest obstacle to working with women in the throes of divorce is financial illiteracy—or rather, the fear of being perceived as financially illiterate.

During a panel at FINRA's annual conference, Executive Vice President and Chief Legal Officer Bob Colby said the agency is speaking with SEC staff about the extension.

Genuine relationship building is more important than client-focused strategies.

Advisors’ appearance on video is now a major component of their overall brands.