Robinhood’s growing cryptocurrency business, which was rolled out in 2018 and now allows customers to trade Bitcoin, Ethereum and even Dogecoin, has drawn questions from the SEC.
The decision is yours, but make sure to spell out the business case to clients and team members for why it makes sense either way.
Mary Kate Gulick joins the RIA from TD Ameritrade Institutional.
Until last July, Guggenheim Securities prohibited employees from reaching out to officials at the SEC or other watchdogs without prior consent from the firm’s lawyers.
Mindy Diamond shares how content marketing was a game-changer that became a driver of growth for her business.
