In a statement before the Senate Finance Committee, XYPN co-founders Michael Kitces and Alan Moore said a provision in the Retirement Security and Savings Act would unfairly benefit record-keepers and could result in conflicted advice.

SoFi moved client assets without properly taking into account the tax consequences for its clients, according to the SEC. 

Sometimes, it’s all in how you ask the questions.

Connecticut is now the 16th state to pass legislation based on the National Association for Insurance Commissioners' model rule, which intended to align state annuity rules with Reg BI.

Advisors are using a variety of creative strategies to form relationships with the younger generation.

A strong company culture leads to less turnover, more productivity and higher client satisfaction.