Prior to making the leap to our family business, I struggled with a dilemma common to next-gen businesspeople; I was both excited yet worried about the complex interpersonal dynamics that would be at play.

Achieving the right balance between the digital and the human touch will be the main test.

New Mexico follows Pennsylvania, Kentucky and Mississippi in finalizing rules on annuity sales based on the National Association of Insurance Commissioners’ 2020 model rule.

The benefits far outweigh the risks.

The Lincoln, Neb.–based RIA failed to disclose that it would benefit from revenue-sharing payments when clients invested in certain mutual fund share classes, and it will pay $4.6 million in restitution and penalties.