Time for the ‘Most-In-One’ Tech Solution to Rule the Back Office

Apr 07, 2022

Using an experienced provider who has the majority of what is needed to run an efficient back-office, and knows where to get the rest, can be a game-changer.

RightCapital Debuts One-Page Financial Plan Snapshot

Apr 07, 2022

The planning provider is making simple customization the centerpiece of its new feature to meet advisor requests.

Mindy Diamond on Independence: CEG’s John Bowen on What it Takes to Build a Blockbuster Business

Apr 07, 2022

What’s the secret to the success of top financial advisors? John Bowen of CEG Worldwide, coach to elite financial advisors, shares the “real gamechangers” that help them break through to the next level and accelerate growth—and more.

Pelosi Adviser Is Among Biden’s Nominees for SEC Commissioner Slots

Apr 07, 2022

If confirmed by the U.S. Senate, Jaime Lizarraga would replace Allison Herren Lee and Mark Uyeda would fill an open Republican seat.

Index Providers Part 2: Regulation on the Horizon

Apr 06, 2022

With the continued focus on index providers and the growth of index-based investment products, increased regulation is inevitable, writes the former CEO of S&P Dow Jones Indices.

Index Providers Part 1: Looking to the Future

Apr 06, 2022

The big name providers are set to become even bigger, writes the former CEO of S&P Dow Jones Indices.

The Decision Guide: Simplifying the Due Diligence Process

Apr 06, 2022

If done with forethought and a step-by-step approach, the due diligence process around a potential move becomes far more manageable.

RIA Edge Podcast: Pathstone’s Matthew Fleissig on the Journey to $35B

Apr 06, 2022

Pathstone President Matthew Fleissig discusses what it took to build the RIA into one of the largest in the business, and its plans for the future.