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Organic Growth: It’s Not Just a Marketing Problem
Sep 13, 2024
More marketing is not the solution to organic growth for most advisors.
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Fee Compression Hasn’t Played Out, But Margin Compression Is Real
Sep 13, 2024
Additional services can justify fees to clients, but RIA owners must also prove those services benefit their bottom lines.
Wells Fargo
Wells Fargo Fined $3M For Missing 'Unsuitable' Short-Term Trades
Sep 12, 2024
FINRA says multiple reps at the wirehouse recommended short-term buying and selling of securities meant to be held long term.
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SEC to Vote Next Week on Part of US Stock-Trading Revamp Package
Sep 12, 2024
The SEC’s commissioners are scheduled to decide Wednesday whether to finalize measures that would alter the way brokers, market makers and exchange businesses operate.
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Establishing an Effective Digital Footprint
Sep 12, 2024
Before advisors can run, they have to crawl first.
Diamond Podcast for Financial Advisors Should I Stay or Should I Go book Mindy Diamond
The Diamond Podcast for Financial Advisors: An Advisor’s Guide to Thinking Through Their Biggest Decision
Sep 12, 2024
Jason Diamond and Mindy Diamond discuss her new book, Should I Stay or Should I Go?, created specifically for financial advisors who are looking to optimize their business.
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SEC Fines eToro $1.5M For Acting as Unregistered Broker Over Crypto Trading
Sep 12, 2024
Additionally, the firm agreed that Bitcoin, Bitcoin Cash and Ether would be the only crypto assets U.S. customers could trade on its platform.
Focused on the Future Podcast Brian Hamburger MarketCounsel
Focused on the Future: Brian Hamburger’s Advice to Advisors and Firms
Sep 12, 2024
The MarketCounsel founder explains why "hope is not a plan" and the common pitfalls that advisors and firms face in transition.
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