According to the commission, Alexandra H. Cock and her firm, Wealth Plus, raised more than $2.5 million in securities in two real estate investment management companies that defrauded investors of millions of dollars.
Basic sales training is all well and good, but the reality is that 'selling' happens everywhere.
How can leaders continue a steady business vision in what feels like unsteady times? Contingency planning is key.
LPL's head of advisor M&A discusses what is driving the recent frenzy in mergers and acquisitions, what to look for in buyers or merger partners, and the best post-transaction practices to ensure a successful integration.
Hwang, the billionaire behind Archegos Capital Management, is facing 380 years in prison.
