CapWealth went up against an SEC staff of eight attorneys, jury experts and two paralegals, and won a rare victory related to share class disclosure conflicts.'This is David and Goliath,' the firm's founder said.
Diana Britton, Managing Editor of WealthManagement.com, asks a variety of experts about the future of the wealth management industry.
Samantha Russell, chief evangelist at FMG Suite, explains the benefits of serving timely information via zero-click content.
Penny Phillips, president and co-founder of Journey Strategic Wealth, explains the importance of understanding your unique value proposition.
Sean McGilvray, CEO of Kingsview Partners, discusses how technology is streamlining the ways financial advisors interact with clients.
Delap Wealth Advisory's Jared Siegel details how he's able to concentrate on the 'fun' stuff—creating a high-quality, high-touch financial planning experience for his clientele—by outsourcing the middle- and back-office operations at his firm.
Smaller accounts that may slip under the radar of endowment/foundation consultants often can be sizable for independent advisors.
