jenga
What Separates Great Leaders From the Rest
Nov 17, 2022
They do the work to strengthen their interpersonal skills.
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Mindy Diamond on Independence: Steward Partners' Jim Gold on Why Supported Independence Is Thriving
Nov 17, 2022
Steward Partners CEO and founding partner Jim Gold revisits the series to discuss the firm's evolution and growth, plus being the first to sign on to the Goldman Sachs custodial platform, and more.
RIA Edge Podcast Brandon Kawal
RIA Edge Podcast: Brandon Kawal on How to Win the War for Talent in the RIA Industry
Nov 17, 2022
The principal of Advisor Growth Strategies details the keys to attracting, developing and retaining top talent in the RIA industry. 
The Healthy Advisor Podcast with Diana Britton
The Healthy Advisor: When a Child Struggles With Opioid Addiction With Lori Eisel
Nov 16, 2022
Advisor Lori Eisel realized she could not control her son’s addiction, but she could help herself and shift her mindset about it.
Jail
Former Oregon Broker Faces Five-Year Prison Term for $2.5M Tax Fraud
Nov 16, 2022
James Millegan faces as much as five years in prison after a jury found him guilty of evading $2.5 million in income taxes, according to the Department of Justice.
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Survey: More Firms Plan to Add Compliance Resources
Nov 16, 2022
An aggressive regulatory push by the SEC is behind the 'major shift' in resources, according to Hearsay Compliance Principal Bill Simpson.
smartphone user
Snappy Kraken Expands Convos Texting Platform to Broker/Dealers
Nov 15, 2022
The marketing technology firm first announced the service at the 2021 AdviceTech.LIVE virtual conference.
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