Ninety-two percent of firms surveyed by the ACA Group and National Society of Compliance Professionals have no policies in place for AI use by third parties and service providers.
In a newly released white paper, the organization recommended that the Board allow certificants at SEC- and FINRA-registered firms to be considered compliant with CFP rules.
Based on the results of the FPA Financial Planning Challenge, these nine colleges unlock the most value for students training to be financial planners.
Artificial intelligence can help streamline routine tasks and free up time for more client-focused activities, enhancing efficiency without sacrificing quality.
