The regulatory body created by the recent merger of NYSE Regulation and NASD Regulation, known for the past five weeks as SIRA, needs a new name. As it turns out, SIRA, which stands for Securities Industry Regulatory Authority, is also an Arabic...
The applause was loud and lasting in a ballroom packed with over 250 senior financial advisors who were being treated to a preview of their firm's new television advertising campaign. Giving credit where credit is due, the ads were very well done...