The Rose Art Museum at Brandeis University in Waltham, Mass., has built an impressive collection of contemporary artists since it opened in 1961. But now, on the floor-to-ceiling glass wall at its entry is tacked another sort of display: poster...

Nancy Lininger of The Consortium spoke with Registered Rep. about how to offer clients fee relief without getting into trouble

Year in and year out I warn you folks to steer clear of the same catalog of violations and, just as surely, many of you take that as a challenge to try to come up with new ways of committing the same old tricks (and getting away with it). Alas...

Many small indie b/ds are feeling the margin pinch and have begun to quietly shop themselves around

With the market tanking and scandal marring Wall Street, many financial advisors are feeling stuck and hopeless. This little exercise can change the way you think, and put you back on track.

A financial advisor accused of stealing more than $1 million from investors pleaded guilty in February to securities and wire fraud charges

There are a lot of dissatisfied clients up for grabs in this market. You can make them yours if you are creative about it