Advisors with their sights set on the highest level of freedom and flexibility, plus the maximum ability to build long-term enterprise value, owe it to themselves to take a closer look at the RIA model.
The WMCP designation is aimed at existing advisors who want a deeper grasp on wealth management techniques.
Linda Ding named a rising star, Kaplan acquires the College for Financial Planning and Darren Berg escapes minimum security prison.
FINRA releases its first Report on Examination Findings, financial advisor income on the rise and art collectors don’t work with art advisors.
The IBD model offers a mix of freedom and support for advisors who want flexibility but also want to retain some of the “scaffolding” they’re accustomed to.
Non-protocol transitions are far from impossible, but do require a tighter planning schedule and a budgetary process.
News of big M&A deals is becoming more frequent these days. But that doesn’t make it any easier for the advisor whose firm was just sold.
How to strategically determine if independence is a good path for you.
