Merrill Lynch fined by the SEC, the SEC issues a warning about unregulated cryptocurrency exchanges and eMoney creates a continuing education CFP program.
As wirehouses battle to retain control of their channel and maximize profits, expect more advisors to vote with their feet in search of freedom and flexibility.
While the freedom and flexibility of the independent space is attractive to many, it’s the long-term economic potential that’s the real draw for entrepreneurial-minded advisors.
