When his father passed away suddenly, Dr. Travis Parry, then a financial advisor, fell into a workaholic trap, as he had to clean up the financial mess left behind. He’s since devoted his career to helping advisors not fall victim to the same traps.
Selling even a portion of an advisory business is a major decision and life event. It’s not one that should be rushed or taken lightly.
Vince Finney and Joe Panfil of Bibler, Finney, Panfil Private Wealth Management Group left UBS for Wells Fargo Advisors with partner Ryan Bibler in 2018. In a departure for our show that typically focuses on independence, it’s a candid...
Breaking down the pros and cons of enrolling into FINRA's new continuing education program.
A new survey takes the pulse of U.S. workers on pay, work-life balance and more.
Lifelong learning not only adds to your value as an employee and advisor, but it also helps enrich your life. What’s your lifelong learning plan?
Jerry Lombard, president of Janney’s Private Client Group, talks about the regional firm’s exponential growth over recent years, and how its unique balance of freedom and flexibility makes the employee model an attractive alternative for advisors...
Prior to making the leap to our family business, I struggled with a dilemma common to next-gen businesspeople; I was both excited yet worried about the complex interpersonal dynamics that would be at play.
The benefits far outweigh the risks.
Martine Lellis shares her extensive views on the intense war for talent in the RIA space, and dives into the evolving NextGen and G2 talent shift.
