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The Supreme Court upheld President Obama’s healthcare reform legislation Thursday morning, but there’s no need to overreact.

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As firm-switching among brokers rose to record levels over the past four years, the number of signatories exploded, growing almost 40 fold. Many of the new signatories are RIAs.

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Don’t be afraid to sell, but mind these pitfalls.

While the machine may never completely replace the flesh-and-blood financial advisor, it will force you to narrow your focus and lower your fees.

Critics say regulators set a higher bar for independent broker/dealers when it comes to supervising reps.

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