For several years, Regal Securities, a Glenview, Ill.-based brokerage firm, handled its clearing in-house. But, then the firm handed off the job of settling trades and other back-office functions to Fiserv. At first it was a relief having a large...
It is hard to believe that it has been two-and-a-half years since the inaugural Career Moves column, entitled Of Myths and Moving, was published in the September 2004 issue of Registered Rep. So much has happened in the brokerage industry since...