Jul 14, 2016

Friends with the AARP. | Copyright Alex Wong, Getty Images ...

Jul 14, 2016

Cetera Financial Group has added the second LPL executive to its senior management team since its parent emerged from bankruptcy in May. Jeffrey Buchheister, former chief accounting officer and executive vice president at LPL, will serve as...

SEC Proposes Making Brokers Reveal Where Client Orders Go

Jul 13, 2016

(Bloomberg) -- Brokers may have to dish up more information on where they’re sending their client orders...

Wells Fargo Advisors' Mary Mack to Head Community Bank Unit

Jul 13, 2016

(Bloomberg) -- Wells Fargo Advisors' Mary Mack has been tapped to succeed Carrie Tolstedt as head of Wells Fargo & Co.’s community banking division...

Clinton Aims Party’s ‘Wall Street’ Tax at Flash Boys, Not Banks

Jul 13, 2016

(Bloomberg) -- The Democratic Party’s proposed 2016 platform supports “a financial transaction tax on Wall Street” -- but presumptive nominee Hillary Clinton is focused on a narrower approach that isn’t likely to...

Turkey to Grant New Tax Amnesty for Residents’ Assets Abroad

Jul 12, 2016

Proposed law is part of global move toward greater transparency

No-Show U.S. Radio Host, Advisor is Banned, Fined by SEC Judge

Jul 12, 2016

A U.S. Securities and Exchange Commission judge has banned a radio host and investment adviser from the securities industry after she protested the regulator's enforcement case against her by ignoring it...

Yes, A Robot Could Do Your Job

Jul 12, 2016

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New Education Resources Help Advisors With DOL Rule

Jul 12, 2016

As financial advisors scramble to digest and comply with the Department of Labor’s fiduciary rule, firms and industry associations are offering more and more help to advisors grappling with the 1,000 or so pages of new regulation...

Emmitt Smith Tackles a Second Act Off The Field

Jul 12, 2016

It is difficult enough to create a second act in life, but how do you possibly follow up being the National Football League's all-time leading rusher...