The deal is Perigon’s first acquisition after selling a minority stake to Karl Heckenberg’s RIA-focused investment venture.

The Investment Adviser Association is worried the potential rules would duplicate protections that already exist, according to the organization’s general counsel.

The independent broker/dealer’s acquisition of Atria’s $100 billion in assets, 2,400 advisors and 150 banks and credit unions is slated to close in the second half of 2024.

Our technology columnist had to open up his mind to the notion given years of hype.

Mercer hires executives from NewEdge Advisors, LPL Financial, Charles Schwab and others.

Lessons learned from the wealth management industry.

An early architect of the wealth management platform at Smith Barney, Christopher Poch has created Promethium Advisors on the tru Independence platform.

Expect to see more deals, Goss said, now that the ‘elite’ advisory network has an integration process to accommodate the volume of interest it is receiving.

John J. Woods pleaded guilty last year to a scheme that spanned more than a decade and harmed hundreds of investors throughout the country, according to the Justice Department.