No less than three new RIAs debuted this week, while Prospera and four other firms announced deals, three made key appointments and one updated its name.

The package for 62-year-old David Solomon includes a $2 million base salary and $29 million in variable compensation, with $20.3 million of that in the form of restricted stock units.

The move comes as individual investors hold about 50% of global assets under management—a figure that’s expected to rise to almost 70% by 2023,

The SEC claims VanEck failed to disclose the involvement of a social media influencer in promoting the BUZZ ETF.

David Eisenhauer and his team managed $450 million in assets for around 150 clients on the broker/dealer platform.

These full-time executives will help the firm’s advisors network and build relationships with CPAs in their market.

The Regal Wealth Advisors team joined Summit Financial Networks, the OSJ run by Marshall Leeds.

With its 14th acquisition in as many years, Pathstone is picking up around 150 client households with an average of $19 million in managed assets.