If current deals aren’t robust enough to motivate you to move, watching and waiting may be the best option.

The bank is searching for relationship managers and administrative staff for the division serving its wealthiest clients.

SoFi launches a hybrid robo advisor service, Judy Mares joins the Betterment for Business board and Prince's heirs have been named.

Merrill’s shift in strategy was serendipitous for smaller brokerages planning on growing in 2017.

Slashing fees is only the start to keep self-directed investors, FiNet advisors join Raymond James and diamond earrings sell for a record at auction.

The top 20 colleges ranked by ultra-rich alumni, Addepar expands its alt investments capabilities and Raymond James continues its West Coast recruiting spree.

The regulator wants to more proactively engage with people in the industry developing or using new financial technologies, FINRA President and CEO Robert W. Cook announced at its annual conference in Washington, D.C.

Pet visitation therapy provided to hospital patients and the elderly constitutes an exempt organization’s charitable purpose.

The SEC suggests keeping your guard up against fake news seen in social media, investment newsletters, online ads, email, Internet chatrooms, direct mail, newspapers, magazines, TV and radio.