Wealthtech Roundup
Weekly Wealthtech Report: Orion Launches Model Marketplace
Oct 20, 2017
Also this week: Doug and Liz Fritz launch F2 Strategy, wealthtech reacts to new CFPB guidelines and Stash launches mobile banking.
ETrade
E*Trade to Buy Custody Firm in Growth Push as Profits Remain Dull
Oct 20, 2017
E*Trade Chief Executive Officer Karl Roessner said the company sees TCA as a way to diversify revenue and prevent some customers from leaving.
nervous stock trader
A Market Correction Between Thanksgiving and Valentine’s Day?
Oct 20, 2017
Michael Hartnett changes his timeline for a correction, EquityZen values Betterment at $1 billion and IHT Wealth Management partners with nVision Wealth Group.
FINRA building
Should Non-Attorneys Represent Investors in Arbitration? FINRA’s Asking
Oct 20, 2017
The regulator began a comment period on the topic Wednesday.
Securities America
Securities America Recruits $1.35 Billion OSJ from LPL
Oct 20, 2017
In addition, at least two other firms affiliated with LPL's recently acquired National Planning Holdings this week have left for other independent brokers/dealers.
Wealth Management Industry Awards
The 2017 Wealth Management Industry Award Winners
Oct 19, 2017
Out of an initial pool of over 500 entrants, here are the winning firms that took home a "Wealthie" at the Wealth Management Industry Awards, held Oct. 11 at the Plaza Hotel in New York City. The awards are meant to recognize recent initiatives...
$5 bill jeans pocket
Younger People Have More Wealth, But Less Advice
Oct 19, 2017
The number of Gen X /Y millionaires is growing, seniors like ESG and GOODING rocks about financial literacy.
Fidelity Investments.
Fidelity Roundtable Spurs Debate on Private Equity Money in Advisory Firms
Oct 18, 2017
The group also discussed what was driving acquisitions among independent advisory firms.
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