A recent New Jersey case highlights issues to consider.

Under American rules, companies that charge clients money for analysis can deemed to be providing investment advice.

Wealthy Americans over 80 control more assets than those under 50.

Roosevelt fellow J.W. Mason contradicts the belief that the economy has recovered, Louise Linton goes off on Instagram, and advisory firms can learn how to stay on top from HBO.

The advisor admitted to stealing from the couple, and attempted to leverage bad publicity and get them to lie to Charles Schwab.

What will happen? Take the multiple choice test at the end of this article

Financial advisors must be vigilant in educating their clients about the risks present in stock and bond markets.

The two firms used to be affiliated through the same back-office provider, CapTrust Association. The merger creates a firm with $243 billion in client assets and 34 offices nationwide.

Find out the value of your firm online, Angelo Alleca sentenced in fraud scheme and Hightower adds a team in Georgia.