The rule, if approved by OMB, would delay the Jan. 1 applicability date of the fiduciary rule until July 1, 2019.

Jennifer Sharkey claims JPMorgan Chase violated whistle-blower protections in the 2002 Sarbanes-Oxley Act and is seeking back pay, compensation for her emotional distress and reinstatement to her job.

“We are getting close to the end of the restructuring,” Credit Suisse CEO TidjaneThiam said. “We think the plan is working very well -- so why change?”

Sallie Krawcheck’s dos and don’ts for young women, Woodbury Financial adds Tenacity Advisory Group and a Utah financial advisor pleads guilty to fraud.

Data breaches and cyber-attacks top the list of the biggest risks facing the industry, but what's being done?

Jeb Hensarling is the 19th House Republican to announce plans to retire or leave to seek higher office.

Morgan Stanley’s protocol administrator appears to delay public announcement of pullout.