Luis Aguilar, former commissioner at the Securities and Exchange Commission, expects the agency to move on a fiduciary standard, especially if the DOL rule stays in place.
Geracioti revived Registered Rep. magazine, a publication for financial advisors, and guided its publication for nearly 12 years.
With a diversity committee and new anti-harassment code of conduct, the XY Planning Network wants to change the culture of industry events.
Only a fraction of the approximately 4,000 asset managers that operate in Europe have publicly stated what they will do.
Bloomberg's bond reporter reports having fun at the peculiar contest—and a chance to reflect on the similarities between tennis and trading.
RBC Wealth Management U.S. targets women advisors, SS&C is offering an online fiduciary course, and a rare blue diamond hits the auction block.
Richard Bernstein, the CEO of RB Advisors, says that Stanley Fischer's resignation only complicates decision-making by global investors and business leaders.
"Gary is very, very capable," Lloyd Blankfein said. "He's not an academic, but I'll tell you there is no one that has a better sense of markets."
Michael Siva, of West Orange, New Jersey, is just one of seven people charged in the alleged scheme.