Regulators need to put forward a unified definition of fiduciary duty so that investors and advisors can have a fully informed debate on the matter.

The firm joins Triad from Securian Financial Services after 25 years with the broker/dealer.

Richard Fuld rebrands firm to Matrix Private Capital Group, Morgan Stanley sued over alleged anti-semitism and Texas passes a law protecting seniors from financial fraud.

From the big leagues to big finance.

William Dudley's term ends in January 2019, when he reaches the 10-year limit in the role.

Elite Financial Network, a super OSJ with $744 million in client assets, is coming over from National Planning Corporation.

James Springer Jr. wins his defamatin case against UBS, business owners want tax reform and what to do to be productive and wealthy.

With the proliferation of model portfolio platforms, investment management is increasingly automated, ubiquitous, and not at all the financial advisor’s job.

The requirement has been praised but might have its own consequences.