The self-regulatory organization has recently changed its policy to allow people to access bulk data on firms, said FINRA President and CEO Robert Cook.
Americans feel more secure about retirement than they should, another financial-advisor Ponzi scheme, and geopolitics worry institutional investors more than a recession.
“I wish more of my colleagues and more elected officials, quite frankly, have signed not just the back of a paycheck, but maybe the front of one,” Rep. Ann Wagner said.