The rich don't take care of their collectibles, FINRA bars Hank Mark Werner for fraud and Morgan Stanley adds Zelle to its app.

The brokerage confirmed Drew Hawkins’ departure Thursday morning.

The former head of the failed Wall Street firm is working on a comeback.

Professional Investors Network, a super OSJ with 70 advisors and $1.7 billion in client assets, has left National Planning Corporation, one of NPH’s b/ds.

CEO Greg Luken has decided not to affiliate with LPL Financial, which recently acquired NPH, and instead has consolidated assets and operations under his registered investment advisor, which custodies primarily with TD Ameritrade.

There’s a large diversity gap in asset management, The Oakley Group joins Raymond James’ Pinnacle Asset Management and David Kutcher is suing a client for defamation.

CEO Dan Arnold told investors he expects 70 percent of advisor production to move over in the first wave—but what is the bar for success?

EQIS, which opens SMAs to advisors with mass affluent clients, fills out executive ranks, including an ETF marketing leader from Schwab.

Geller Family Office Services said better technology and client reporting were top reasons behind the decision.