A dozen or more Ponzi schemes still take place each month, Ally Financial finalizes TradeKing integration and HD Vest teams with Drake Software on tax planning.

Investment advisors prefer that the SEC leaves the Investment Adviser's Act fiduciary duty alone.

The report claims public governors on the regulator’s board are too distant from investor interests.

Mediocre recruitment strategies have left a disconnect between future talent and the industry itself.

It's been rumored for months that Cordray would resign to run for governor of Ohio.

Change is certain. But advisors who control the change and move in the direction that best serves clients are better positioned for the future, says Schwab’s Bernie Clark.