CEO Abby Johnson has moved her moved her office to the 11th floor of Fidelity’s headquarters, where many of the money managers and other key employees work.

Orion increases integrations with its Insight app, Chicago-area advisor accused of fraud and there’s more drama with Prince’s estate.

Smaller firms, those with between $100 million and $200 million in assets, will have a harder time paying settlements.

Talk of a firm’s “culture” is all hot air until those values find traction in the most important decision a growing firm can make: who to hire and how to pay them.

The all-woman advisor group based in California oversees almost $450 million.

A dozen or more Ponzi schemes still take place each month, Ally Financial finalizes TradeKing integration and HD Vest teams with Drake Software on tax planning.