The acquisition would bring Cetera, previously owned by Lightyear prior to RCS Capital, full circle.

Pawn shops are catering to the wealthy now, Morningstar introduces its Quantitative rating and Mercer Advisors acquires Traust Sollus.

Some big banks are lobbying right up to the vote this week in hopes of salvaging a victory.

The former head of technology left the firm for Greg Fleming’s Rockefeller Capital Management.

The CFP Board creates a diversity advisory group, providing women with access to financial products could boost the economy and investors trust advisors more than accountants.

Attorneys say the brokerage is trying to bully advisors with the court cases to deter others from leaving the firm.

William H. Jennings II, the former co-head of fixed income at Jeffries Group, is suing El Paso, Texas-based Hunt Cos.

Bank of America donates $500,000 for a Wealth Management Center, Steve Schwarzman gives advice to Wall Street hopefuls and RMB Capital opens a Minnesota office.