Advisors at independent brokerages across the country are largely happy where they sit, as overall satisfaction with their chosen firms ticks higher and the average book of business expands by double digits.
High-net-worth millennials have more confidence than their older counterparts, Brown Advisory acquires Meritage Capital and David Canter is raising money for the Foundation for Financial Planning.
Merrill Lynch’s discount brokerage expects to have 600 investment centers in Bank of America branches by 2020.
Mark Heising runs Medley Partners for foundations and charities controlled by the Simons family as well as family members.
She’ll serve as the brokerage’s chief supervisory officer.
Aegis Capital fined by the SEC and FINRA, Louisiana advisor pleads guilty to fraud and Envestnet introduces Quick Start offering for breakaways.
UBS is combining the regional teams responsible for managing products and services related to alternative investments, investment mandates and partnerships.
