RIAs charged by SEC over excessive fees, financial illteracy persists and an Oregon advisor is accused of a Ponzi scheme.

Despite the wider #MeToo movement, many women in the financial advisory industry who have been sexually harassed are still reluctant to come forward and report the abuse.

The super rich prefer jet memberships to ownership, nominations are open for XYPN’s fintech competition and Halite names a CFO, COO.

Some clients of the bank’s wealth-management division were steered into investments that maximized revenue for the bank and compensation for its employees.

CEO Jamie Dimon said the bank has only captured 1 to 4 percent of the market.

Financial bloggers debate missing ETFs, portfolios with an active tilt outperformed in 2017 and advisors may no longer be able to deduct client lunches.

UIT Investing can offer research and a rating system similar to what advisors expect to find on other investments, such as mutual funds.

Ironically, the desire for human advice is one of the biggest roadblocks keeping companies like Facebook, Amazon, Apple, Netflix and Google out of the robo space, according to a new Cerulli report.