In one case, an unnamed broker stole over $100,000 from an elderly customer’s account.

The deal values the combined entity, Binah Capital Group, at $208 million. It starts trading under the ticker BCG.

Caprock’s acquisition of Grey Street Capital brings the UHNW multifamily office to more than $11 billion AUA.

The tactic can help investors with concentrated positions, but historically, it has only been available to HNW investors.

Taxpayers may encounter a host of surprises when they file income taxes this year — and next.

Buyer beware.

Also, Brooke Juniper is the new CEO of TIFIN’s CIO platform Sage, and FusionIQ has appointed John Phillips as a senior strategic advisor.