SEC building
How Smart Are You About the SEC’s New Regulation Best Interest Rules?
Jun 06, 2018
If you can correctly answer 10 of the following 12 questions, count yourself ahead of the game.
SEC Seal
SEC Will No Longer Require Paper Reports
Jun 06, 2018
Mutual funds will now be allowed to email shareholders, Baird acquires $2 billion M. Griffith and EP Wealth acquires Donnelly Wealth Advisors.
Ron Carson Excell conference
Carson Wealth Offers to Buy Stake in Partner Firms
Jun 05, 2018
Carson Group, fast approaching $6 billion in AUM, is now offering capital in exchange for equity to its partner advisors.
Kathy Longo
Michael Kitces’ #FASuccess Podcast: Kathy Longo on Scratching Your Entrepreneurial Itch
Jun 05, 2018
Flourish Wealth Management President and Founder Kathy Longo tells Michael Kitces why she walked away from the partner track at a billion-dollar independent RIA to open her own business.
digital money
Tech Investment at Big Banks: “Not a Pretty Picture”
Jun 05, 2018
Banks do not spend enough on fintech R&D, RFG Advisory aligns with Private Client Services and Colony Family Offices gets approval to create a new trust company.
Team USA Miracle on Ice
Financial Advisor Survey Puts Underdog Broker/Dealer on Top
Jun 04, 2018
WealthManagement’s IBD Report Card indicates that Woodbury Financial is making good within Advisor Group.
Steven Pagartanis
Long Island B/D Charged in $8 Million Ponzi Scheme
Jun 04, 2018
Long Island b/d charged in Ponzi scheme, Hewins spins off a new team focusing on family businesses and Vanguard’s got $47 million worth of pot stocks in a mutual fund.
miniature men money
The Prospects of Private Equity
Jun 01, 2018
Private equity firms have turned up the deal flow in the wealth management industry over the past several months. What does it mean for firms and their clients?
The Bitcoin Clowns
Crypto Whodunnit to Hit Shelves
Jun 01, 2018
The Bitcoin Clowns is coming to Amazon, Schwab opens its Austin campus and MassChallenge Fintech accelerator announced.
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