Most clients expect to see all their financial data in one place, but some aggregation techniques—like “screen scraping” or requiring usernames and passwords for access to accounts—put them at risk. As an industry we need to lead with standards...
Financial advisors are more stressed than other professions, nearly a quarter of advisors moved in the past five years and Stan Lee may be the victim of elder abuse.
The new fees begin in July for the more than 800,000 customers of the wealth unit.
A survey by Pershing shows that advisors who move beyond investment management and offer clients expanded financial planning services aren’t feeling the pressure to reduce their fees.
E*Trade completes acquisition of custodian Trust Company of America, Derek Bruton joins Chalice Wealth Partners and a veteran broker builds a new planning and investment app.
The deal brings $10 billion in client assets and 51 producing registered reps onto Woodbury’s platform.
To boost recruiting, LPL is offering some advisors from rival firms up to 50 basis points on assets.
