Allison Lee, a former aide to Commissioner Kara Stein, would replace her former boss on the five-member panel.

Michael Outlaw will open Rockefeller Capital Management’s Atlanta office and will be responsible for leading the firm’s growth strategy across the region.

SoFi projects that it will be profitable again by the end of the year.

William Wrigley Jr. II, who helped orchestrate the sale of his family’s business to Mars Inc. in 2008, led a $65 million investment round for Surterra Wellness, a medical cannabis startup in Georgia.

The bank has been dealing with scandals since 2016.

Landsberg Bennett Private Wealth Management’s partners cited the technology and tools available to independent RIAs as a reason to leave FiNet.

A plan to limit bad sales incentives doesn’t give investors the protection they need.

The median operating profit margin for target-focused firms was 18 percent higher than others and the median annual client growth was 35 percent greater.

The changes could make the company more attractive to advisors looking for the cheapest, broadest market exposure.