Morgan Stanley’s wealth management division flagged troublesome transactions in the lawyer’s personal accounts, according to a published report.

Vanguard’s hybrid robo should scare advisors, Kestra adds a Wells Fargo team and Yodlee adds an asset transfer product to its onboarding.

The attorneys general of New York, California and Oregon are not giving up their fight to save the fiduciary rule just yet.

Chad Boeding is opening Epiq Capital Group, which will cater to the same kind of ultra-wealthy clientele as his previous firm, Iconiq Capital.

Financial advisors are frustrated with annuities’ cookie-cutter approach, E-Trade’s custody platform TCA adds money managers to its exchange and MyVest “modularizes” its Portfolio Management Suite.

Stifel buys Business Bancshares, John Hyland joins Bitwise and Yield Street is offering marine finance investments.

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