Innovative Financial Solutions manages clients that include faculty and administrators at Indiana University.

Financial advisors use options in 21 percent of client accounts and they expect to increase that to 30 percent by 2020.

The executive of one of the largest RIAs will remain in the position until a replacement is found.

Hector May is accused of stealing millions of dollars from a company’s pension plans.

President Trump advocates for a six-month corporate reporting system.

Carter-Prall replaces Kate Danella, who was named head of Strategic Planning and Corporate Development at Regions Bank.

The 2019 CFA exam will include questions on financial technology, including cryptocurrencies and machine learning.

Service providers to wealth managers are beginning to compete on scale.

SIFMA President and CEO Ken Bentsen said he largely approves of the SEC’s Regulation BI.