The evaluation and restructuring began when Susan Schroeder, who has been with FINRA since 2011, was named executive vice president and head of enforcement last summer.
The company lowered its IPO price to $33 but investors pulled it up on its first day of trading.
Chief Executive Officer Sergio Ermotti said UBS has begun to cut costs in wealth management following the merger of the U.S. and international division into one super-unit that manages about $2.4 trillion.
Dr. David Chrichton was accused of going to a site called “Chechen Mob” on the “deep web” and selecting an option to “Kill the B*****d.”