With this latest deal included, Coldstream has nearly doubled in size over the last three years without taking any outside capital.
Uptick Partners debuts with an Alabama-based team as its first breakaway. Its goal is to help non-protocol, captive advisors go independent.
Among its new recruits is a team from Goldman Sachs Personal Financial Management.
James agreed to a two-year, $104 million deal with the Los Angeles Lakers, putting his net worth at almost $1.5 billion.
The ban was set to take effect nationwide Sept. 4.