'All of the other firms we interviewed looked the same, acted the same,' said Patrick Simpkins, founder of Proximity Financial Partners.
Calton & Associates has filed for an asset purchase of accounts that choose to come over from Capital Financial Services, which has some compliance baggage.
Alexa von Tobel's venture capital firm, Inspired Capital Partners, added a $1 million investment to Kindur's Series A round.
Wealth management was supposed to be a steady source of income, so this dropoff in revenues is a taste of reality.
The Massachusetts Securities Division accused two advisors of overconcentrating portfolios with risky oil and gas investments.
Microsoft Corp. co-founder Bill Gates, once the world’s richest person, has again eclipsed the $100 billion threshold, joining Amazon.com Inc.’s Jeff Bezos in the exclusive club.
Nine in 10 advisors view change as a liability, but a lack of innovation can lead to growth problems, say Joe Duran and Michael Kitces, in their newest podcast series.
Goldman Sachs' acquisition of Standard & Poor’s Investment Advisory Services LLC gives the New York-based bank another vehicle to bring its funds to investors through the creation of model portfolios.
After the transaction closes, Blucora will have a total of 4,500 tax-focused advisors and $60 billion in client assets.
