Frazer Rice, who spent more than 15 years at Wilmington Trust, is opinionated and wanted to work at a firm that supported and challenged him.

The fiduciary standard remains elusive.

The recruiting wars continue, with Cetera recruiting over a Chicago-based team with $640 million in assets.

In this environment, advisors should expect superior technology, a nimble approach to portfolio construction support and personalized service from broker-dealers.

Succession Lending will now be known as SkyView Partners and expand into mergers and acquisitions deal structure.

Nearly 60 percent of women age 20 to 34 defer investing and financial planning to spouses, according to a survey by UBS Group AG.

Jud Mackrill, who co-founded Mineral Interactive, said he is not leading an effort for Carson to work with the firm.

CEO David Solomon sent the memo describing a "firm wide flexible dress code" to the bank's 36,000 employees.

CUSO Financial Services, a b/d subsidiary of Atria Wealth Solutions, renewed contracts with more than a dozen credit unions with $36 billion in client assets.

The ability to act in clients’ best interests without limitation is one of the main reasons for the ever-increasing growth of the independent space.